Virtual Compliance Outreach Program held by the SEC, November 19th.
The SEC is holding a virtual Compliance Outreach Program on Thursday, November 19th for Investment Adviser and Investment Company Senior Officers beginning at 12 pm EST. The agenda for the event is now available. This looks to be an interesting seminar with discussions on Information Security, Conflicts, and Registered Funds, concluding with a session on Hot Topics. Registration is not required to attend this event.