• CCG

SEC maintains deadline for Reg BI



The SEC will maintain it’s planned deadline for implementation of a major investment-advice rule per a recent article by Investment News.


Financial firms must comply by June 30 with Regulation Best Interest, which is meant to raise the advice standard for brokers. They also must prepare a client relationship summary, known as Form CRS, that outlines their fees, services and conflicts of interests and describes the differences in those areas between brokers and investment advisers.

CCG is proudly supporting the following organizations:

Chamber Logo Color.png
Member_Logo.jpg
CEO-tall.gif