SEC FAQs on Form ADV and IARD

As we approach the end of 2019, it may be a good time to begin reviewing for any changes you need to make to your ADV.    Its’s been a year or two but the SEC’s Division of Investment Management has updated its Form ADV FAQs, tackling topics from firm name changes to ownership reporting, how to confirm an update to how to change your IARD password.  CCG can assist you with any questions you may have regarding Form ADV and how to file.  Give us a call today.