CCGJul 30, 2020FINRA's Gifts/Business Entertainment/Non-Cash Compensation FAQsFINRA has posted a small FAQ relating to Rule 3220 (Influencing or Rewarding Employees of Others) and the non-cash compensation provisions of FINRA Rules 2310, 2320, 2341 and 5110.
FINRA has posted a small FAQ relating to Rule 3220 (Influencing or Rewarding Employees of Others) and the non-cash compensation provisions of FINRA Rules 2310, 2320, 2341 and 5110.