• CCG

FINRA has released a 2021 Advisory Committee Overview and Engagement Notice.




The purpose of this Notice is to encourage employees of member firms and other interested parties with diverse skills, backgrounds, perspectives, and experiences who will provide innovative feedback and support FINRA’s mission of investor protection and market integrity, to become involved in committees that facilitate effective engagement with its member firms and representatives of the public. FINRA currently has 12 advisory committees that provide feedback on rule proposals, regulatory initiatives and industry issues.