FinPro System Updates and New Features
FINRA has launched two highly-requested FinPro features: E-Signature and Continuing Education (CE) Notifications. These new tools boost security and efficiency for both firm compliance and registered securities professionals. As a result of this new functionality, changes have been made to the Allow Rep Edits feature that may affect your work processes. Learn more below, and register to attend the October 21 Leveraging FinPro webinar for a complete walkthrough of recent system changes.