“Aside from her exceptional interpersonal skills, Cathy has a keen eye for targeting high risk areas within Operations, Compliance and Technology. She advocates for clean and precise policies and procedures to help alleviate all areas of concern within a business.”

From Holly C

COMPLIANCE SOLUTIONS

  • Chief Compliance Officer (CCO)  Services

  • Cybersecurity Program Review and Assessment

  • Annual Compliance Training

  • Annual Compliance Review and Assessment

  • Anti-Money Laundering Program Assistance and Review

  • Identity Theft Program Assistance and Review

  • Merger and Acquisition Assistance

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