CCGJun 7, 2021What is the Senior Safe Act?The Senior Safe Act was included as Section 303 of the Economic Growth, Regulatory Relief, and Consumer Protection Act, which was signed...
CCGApr 7, 2021FINRA has released a 2021 Advisory Committee Overview and Engagement Notice.The purpose of this Notice is to encourage employees of member firms and other interested parties with diverse skills, backgrounds,...
CCGMar 30, 2021CCG Receives WBE Certification from WBENC!As we wind down Woman’s History Month, we are excited to announce that Cucharale Consulting Group is now certified as a Women’s Business...
CCGMar 5, 2021SEC Division of Examinations - 2021 Examination PrioritiesThe SEC has announced their examination priorities for 2021. These priorities include conflict of interest for brokers and investment...
CCGFeb 19, 2021FINRA Released a Notice Relating to Red Flags of Fraud on Low Priced Securities.There is a long history of bad actors exploiting low priced securities. These actors take advantage of trends and major events such as...