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    What is the Senior Safe Act?
    CCG
    • Jun 7, 2021

    What is the Senior Safe Act?

    The Senior Safe Act was included as Section 303 of the Economic Growth, Regulatory Relief, and Consumer Protection Act, which was signed...
    FINRA has released a 2021 Advisory Committee Overview and Engagement Notice.
    CCG
    • Apr 7, 2021

    FINRA has released a 2021 Advisory Committee Overview and Engagement Notice.

    The purpose of this Notice is to encourage employees of member firms and other interested parties with diverse skills, backgrounds,...
    CCG Receives WBE Certification from WBENC!
    CCG
    • Mar 30, 2021

    CCG Receives WBE Certification from WBENC!

    As we wind down Woman’s History Month, we are excited to announce that Cucharale Consulting Group is now certified as a Women’s Business...
    SEC Division of Examinations - 2021 Examination Priorities
    CCG
    • Mar 5, 2021

    SEC Division of Examinations - 2021 Examination Priorities

    The SEC has announced their examination priorities for 2021. These priorities include conflict of interest for brokers and investment...
    FINRA Released a Notice Relating to Red Flags of Fraud on Low Priced Securities.
    CCG
    • Feb 19, 2021

    FINRA Released a Notice Relating to Red Flags of Fraud on Low Priced Securities.

    There is a long history of bad actors exploiting low priced securities. These actors take advantage of trends and major events such as...
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